SFC Licences of FALLOON Benjamin John
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Bright Fund Management Limited 光明投資管理有限公司 | RO | 9 | 07 March 2019 | 21 August 2020 |
Bright Fund Management Limited 光明投資管理有限公司 | RE | 9 | 08 August 2018 | 07 March 2019 |
CC Strategic Partners Limited | RE | 1 | 28 June 2017 | 04 June 2018 |
Morgan Stanley Hong Kong Securities Limited | RO | 2 | 16 June 2015 | 07 March 2017 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RO | 1 | 13 May 2014 | 07 March 2017 |
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 16 June 2015 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 08 January 2010 | 05 September 2013 |
Morgan Stanley Hong Kong Futures Limited | RE | 7 | 08 January 2010 | 06 December 2010 |
Morgan Stanley Hong Kong Futures Limited | RE | 2 | 08 October 2008 | 06 December 2010 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 01 September 2008 | 13 May 2014 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 01 April 2003 | 04 June 2008 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 7 | 01 April 2003 | 22 August 2003 |