SFC Licences of CHENG Shu Yuen 鄭樹源

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Liquidity Finance (Hong Kong) Limited	RO	4	22 February 2024
Orient Securities Limited 東方匯財證券有限公司	RO	9	15 June 2022	19 August 2023
Orient Securities Limited 東方匯財證券有限公司	RO	4	15 June 2022	19 August 2023
Orient Securities Limited 東方匯財證券有限公司	RO	1	15 June 2022	19 August 2023
Orient Securities Limited 東方匯財證券有限公司	RE	9	06 June 2022	15 June 2022
Orient Securities Limited 東方匯財證券有限公司	RE	4	06 June 2022	15 June 2022
Orient Securities Limited 東方匯財證券有限公司	RE	1	06 June 2022	15 June 2022
Kaisa Asset Management Limited 佳兆業資產管理有限公司	RO	9	23 October 2020	27 May 2022
Kaisa Asset Management Limited 佳兆業資產管理有限公司	RO	4	23 October 2020	27 May 2022
Kaisa Financial Group Company Limited 佳兆業金融集團有限公司	RE	1	21 October 2020	27 May 2022
Kaisa Asset Management Limited 佳兆業資產管理有限公司	RE	9	04 September 2020	23 October 2020
Kaisa Asset Management Limited 佳兆業資產管理有限公司	RE	4	04 September 2020	23 October 2020
HuaAn Asset Management (Hong Kong) Limited 華安資產管理(香港)有限公司	RO	9	26 September 2013	03 May 2020
HuaAn Asset Management (Hong Kong) Limited 華安資產管理(香港)有限公司	RO	4	26 September 2013	03 May 2020
HuaAn Asset Management (Hong Kong) Limited 華安資產管理(香港)有限公司	RE	9	08 March 2013	26 September 2013
HuaAn Asset Management (Hong Kong) Limited 華安資產管理(香港)有限公司	RE	4	08 March 2013	26 September 2013
Kaisen Asset Management Limited 凱晨資產管理有限公司	RO	9	08 March 2010	31 December 2012
Kaisen Asset Management Limited 凱晨資產管理有限公司	RE	9	03 December 2009	08 March 2010
Sculptor Capital Management Hong Kong Limited 司韜資本管理(香港)有限公司	RE	9	14 July 2008	05 December 2008
UBS Asset Management (Hong Kong) Limited	RE	4	19 July 2006	12 July 2008
UBS Asset Management (Hong Kong) Limited	RE	9	17 July 2006	12 July 2008
First State (Hong Kong) LLC	RE	5	15 February 2006	08 July 2006
First Sentier Investors (Hong Kong) Limited	RE	5	15 February 2006	08 July 2006
First Sentier Investors (Hong Kong) Limited	RE	9	16 April 2003	08 July 2006
First Sentier Investors (Hong Kong) Limited	RE	1	16 April 2003	08 July 2006