SFC Licences of TAU Ling Ling 竇玲玲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RE | 2 | 16 March 2006 | |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 16 March 2006 | |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 | RE | 2 | 03 November 2004 | 29 September 2005 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 30 June 2004 | 29 September 2005 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 4 | 01 April 2003 | 04 February 2004 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 01 April 2003 | 04 February 2004 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 9 | 01 April 2003 | 04 February 2004 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 6 | 01 April 2003 | 04 February 2004 |