SFC Licences of YEE Hoi Yan 余海恩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Sinofortune Financial Capital Limited 華億金融融資有限公司 | RE | 6 | 19 April 2007 | 17 July 2007 |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 01 April 2003 | 24 September 2004 |
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 01 April 2003 | 24 September 2004 |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 4 | 01 April 2003 | 28 April 2004 |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 9 | 01 April 2003 | 28 April 2004 |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 6 | 01 April 2003 | 11 March 2004 |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 7 | 01 April 2003 | 11 March 2004 |