SFC Licences of CHIU Si Yin 趙士賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CES Forex (HK) Limited 光證外匯（香港）有限公司 | RE | 3 | 20 April 2004 | 07 July 2004 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 20 April 2004 | 07 July 2004 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 24 February 2004 | 07 July 2004 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 29 April 2003 | 12 January 2004 |