SFC Licences of KO Kai San 高啟申

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Chief Securities Limited 致富證券有限公司	RE	9	07 March 2022
Chief Securities Limited 致富證券有限公司	RE	1	07 March 2022
Chief Commodities Limited 致富期貨商品有限公司	RE	2	07 March 2022
Chief Securities Limited 致富證券有限公司	RO	1	09 October 2020	01 January 2022
Chief Securities Limited 致富證券有限公司	RE	9	07 October 2020	01 January 2022
Chief Commodities Limited 致富期貨商品有限公司	RE	2	04 September 2020	01 January 2022
Chief Securities Limited 致富證券有限公司	RE	1	04 September 2020	09 October 2020
RHB Futures Hong Kong Limited 興業金融期貨有限公司	RE	2	29 May 2013	30 June 2020
RHB Securities Hong Kong Limited 興業金融證券有限公司	RE	1	29 May 2013	30 June 2020
Kingsway Financial Services Group Limited 滙富金融服務有限公司	RE	2	22 February 2010	06 April 2013
Kingsway Financial Services Group Limited 滙富金融服務有限公司	RE	1	22 February 2010	06 April 2013
BOCOM International Securities Limited 交銀國際證券有限公司	RE	2	28 September 2009	11 February 2010
BOCOM International Securities Limited 交銀國際證券有限公司	RE	1	28 September 2009	11 February 2010
iBest Securities Company Limited	RE	1	11 April 2005	01 September 2009
Haitong International Futures Limited 海通國際期貨有限公司	RE	2	11 April 2005	01 September 2009
Haitong International Securities Company Limited 海通國際證券有限公司	RE	1	11 April 2005	01 September 2009
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司	RE	1	23 December 2003	11 April 2005
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司	RE	1	23 December 2003	11 April 2005
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司	RE	2	17 November 2003	11 April 2005
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司	RE	2	24 April 2003	17 July 2003