SFC Licences of LEE Man Yi, Jessica 李敏兒

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RO 5 17 January 2022 11 September 2023
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 9 16 July 2019 11 September 2023
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RO 2 21 January 2016 11 September 2023
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RO 4 28 July 2015 11 September 2023
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RO 1 28 July 2015 11 September 2023
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 4 12 August 2013 28 July 2015
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 2 21 June 2012 21 January 2016
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 1 21 June 2012 28 July 2015
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 2 08 March 2010 15 March 2019
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 1 10 June 2009 20 August 2021
GT Capital Limited 高富金融有限公司 RE 1 19 November 2007 01 June 2009
Sinofortune Securities Limited 華億證券有限公司 RE 1 01 September 2006 30 April 2007
GT Capital Limited 高富金融有限公司 RE 1 24 August 2005 31 August 2006
CES Forex (HK) Limited 光證外匯(香港)有限公司 RE 3 21 October 2004 22 August 2005
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 21 October 2004 22 August 2005
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 30 April 2003 22 August 2005
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 7 30 April 2003 07 July 2003