SFC Licences of JOHNSON Warren Joseph
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CTBC Asia Limited 中國信託綜合證券(香港)有限公司 | RE | 4 | 15 November 2004 | 16 June 2005 |
CTBC Asia Limited 中國信託綜合證券(香港)有限公司 | RE | 1 | 30 July 2004 | 16 June 2005 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 15 May 2003 | 15 April 2004 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 7 | 15 May 2003 | 22 March 2004 |