SFC Licences of TSOI Man 蔡雯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RO | 4 | 27 February 2018 | 26 July 2019 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 4 | 07 November 2017 | 27 February 2018 |
Crosby Securities Limited 高誠證券有限公司 | RO | 4 | 22 April 2015 | 20 October 2017 |
Crosby Securities Limited 高誠證券有限公司 | RE | 1 | 08 April 2015 | 20 October 2017 |
Crosby Securities Limited 高誠證券有限公司 | RE | 4 | 08 April 2015 | 22 April 2015 |
Crosby Securities Limited 高誠證券有限公司 | RO | 4 | 13 August 2013 | 24 October 2014 |
Crosby Securities Limited 高誠證券有限公司 | RE | 1 | 26 March 2013 | 24 October 2014 |
Crosby Securities Limited 高誠證券有限公司 | RE | 4 | 26 March 2013 | 13 August 2013 |
Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 | RE | 4 | 29 November 2010 | 03 February 2012 |
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 4 | 17 August 2006 | 07 April 2008 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 11 November 2005 | 29 June 2006 |
South China Capital Limited 南華融資有限公司 | RE | 6 | 11 June 2003 | 24 August 2004 |