SFC Licences of CHAN Sik Yan, Icy 陳淅恩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
GEO Securities Limited 智易東方證券有限公司 | RE | 1 | 03 November 2015 | 15 May 2020 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 26 January 2015 | 30 September 2015 |
Quam Securities Limited 華富建業證券有限公司 | RE | 4 | 13 June 2012 | 17 January 2015 |
Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 13 June 2012 | 17 January 2015 |
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 | RE | 4 | 01 March 2010 | 24 February 2012 |
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 | RE | 1 | 01 March 2010 | 24 February 2012 |
AIA Wealth Management Company Limited 友邦財富管理有限公司 | RE | 4 | 03 October 2003 | 01 May 2009 |
Sun Life Hong Kong Limited 香港永明金融有限公司 | RE | 4 | 22 April 2003 | 02 July 2003 |