SFC Licences of CHAN Sik Yan, Icy 陳淅恩

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
GEO Securities Limited 智易東方證券有限公司 RE 1 03 November 2015 15 May 2020
BOCOM International Securities Limited 交銀國際證券有限公司 RE 1 26 January 2015 30 September 2015
Quam Securities Limited 華富建業證券有限公司 RE 4 13 June 2012 17 January 2015
Quam Securities Limited 華富建業證券有限公司 RE 1 13 June 2012 17 January 2015
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 RE 4 01 March 2010 24 February 2012
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 RE 1 01 March 2010 24 February 2012
AIA Wealth Management Company Limited 友邦財富管理有限公司 RE 4 03 October 2003 01 May 2009
Sun Life Hong Kong Limited 香港永明金融有限公司 RE 4 22 April 2003 02 July 2003