SFC Licences of YAU Wai 邱惠

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Planetree Securities Limited 梧桐證券有限公司	RO	1	15 December 2021
Akron Corporate Finance Limited 亞貝隆資本有限公司	RO	6	28 May 2021
Akron Corporate Finance Limited 亞貝隆資本有限公司	RE	6	30 March 2021	28 May 2021
VBG Capital Limited 建泉融資有限公司	RO	6	15 June 2016	15 March 2021
VBG Capital Limited 建泉融資有限公司	RO	1	15 June 2016	15 March 2021
VBG Capital Limited 建泉融資有限公司	RE	6	01 June 2016	15 June 2016
VBG Capital Limited 建泉融資有限公司	RE	1	01 June 2016	15 June 2016
DBS Asia Capital Limited 星展亞洲融資有限公司	RO	6	03 September 2008	08 April 2016
DBS Asia Capital Limited 星展亞洲融資有限公司	RO	4	03 September 2008	08 April 2016
DBS Asia Capital Limited 星展亞洲融資有限公司	RO	1	03 September 2008	08 April 2016
DBS Asia Capital Limited 星展亞洲融資有限公司	RE	4	16 May 2008	03 September 2008
DBS Asia Capital Limited 星展亞洲融資有限公司	RE	1	16 May 2008	03 September 2008
DBS Asia Capital Limited 星展亞洲融資有限公司	RE	6	06 May 2008	03 September 2008
Joy Silver Limited 喜銀有限公司	RO	6	14 November 2006	31 March 2008
Neutral Financial Holding Company Limited 中和金控有限公司	RE	1	07 June 2005	15 August 2006
Neutral Financial Holding Company Limited 中和金控有限公司	RE	6	07 April 2005	15 August 2006
First Shanghai Capital Limited 第一上海融資有限公司	RE	6	19 May 2004	23 February 2005
Oshidori Corporate Finance Limited 威華達融資有限公司	RE	6	15 April 2003	17 May 2004