SFC Licences of WONG Chi Man 王志文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 | RO | 4 | 05 March 2013 | 17 September 2021 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 | RE | 4 | 05 November 2012 | 05 March 2013 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 | RO | 4 | 01 September 2010 | 25 August 2012 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 | RE | 4 | 14 January 2008 | 01 September 2010 |
| China Everbright Research Limited 中國光大資料研究有限公司 | RE | 4 | 20 April 2004 | 01 January 2008 |
| Phillip Capital Management (HK) Limited 輝立資本管理(香港)有限公司 | RE | 4 | 01 August 2003 | 23 March 2004 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 7 | 07 June 2003 | 23 March 2004 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 07 June 2003 | 23 March 2004 |