SFC Licences of CARROLL James Patrick
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 23 October 2003 | 12 August 2004 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 7 | 21 May 2003 | 23 October 2003 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 21 May 2003 | 23 October 2003 |