SFC Licences of SZETO Carissa Carol 司徒加樂
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 4 | 03 July 2013 | 02 October 2018 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 4 | 14 May 2003 | 07 November 2007 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 14 May 2003 | 07 November 2007 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 9 | 14 May 2003 | 08 January 2004 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 6 | 14 May 2003 | 08 January 2004 |