SFC Licences of CHU Lui, Arthur 朱雷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 6 | 07 June 2012 | 01 January 2013 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 24 October 2008 | 01 June 2009 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 24 October 2008 | 01 June 2009 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 24 October 2008 | 01 June 2009 |
| UBS Securities Asia Limited | RE | 6 | 21 May 2003 | 03 July 2003 |