SFC Licences of DONG William Chen
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 4 | 21 November 2006 | 15 June 2020 |
| UBS Securities Asia Limited | RE | 4 | 09 May 2003 | 24 February 2004 |