SFC Licences of THOMPSON Ronald Brien
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Alvarez & Marsal Corporate Finance Limited 安邁融資顧問有限公司 | RO | 4 | 09 June 2023 | |
| Alvarez & Marsal Corporate Finance Limited 安邁融資顧問有限公司 | RO | 1 | 09 June 2023 | |
| Alvarez & Marsal Corporate Finance Limited 安邁融資顧問有限公司 | RO | 6 | 10 March 2021 | |
| BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 17 May 2003 | 01 February 2005 |