SFC Licences of CHEN Huanming 陳睆明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 | RE | 9 | 28 December 2018 | 09 October 2020 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 | RE | 4 | 28 December 2018 | 09 October 2020 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 | RE | 1 | 28 December 2018 | 09 October 2020 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 4 | 23 September 2004 | 20 March 2013 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 02 June 2004 | 04 September 2004 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 6 | 17 May 2003 | 17 January 2004 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 17 May 2003 | 17 January 2004 |