SFC Licences of CHALLIS Philip John
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 28 September 2009 | 15 March 2012 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 14 February 2007 | 17 May 2007 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 18 June 2003 | 01 December 2006 |