SFC Licences of LIAO Sheung Mui 廖湘嵋

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 13 March 2015
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 13 March 2015
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司
RE 2 11 February 2004 07 February 2015
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司
RE 3 11 February 2004 07 February 2015
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司
RE 2 11 February 2004 22 January 2013
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司
RE 1 09 December 2003 07 February 2015
HSBC Broking Securities (Hong Kong) Limited 滙豐金融證券(香港)有限公司
RE 1 09 December 2003 22 January 2013
Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司
RE 1, 4 16 April 2003 18 November 2003