SFC Licences of TSE Tim 謝添

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Head & Shoulders Securities Limited 聯合證券有限公司	RO	4	04 September 2018	04 May 2020
Head & Shoulders Securities Limited 聯合證券有限公司	RO	1	04 September 2018	04 May 2020
Head & Shoulders Asset Management Limited 聯合資產管理有限公司	RE	9	09 September 2016	04 May 2020
Head & Shoulders Securities Limited 聯合證券有限公司	RE	4	09 September 2016	04 September 2018
Head & Shoulders Securities Limited 聯合證券有限公司	RE	1	09 September 2016	04 September 2018
CIS Securities Asset Management Limited 順安證券資產管理有限公司	RE	9	13 May 2013	01 August 2016
CIS Securities Asset Management Limited 順安證券資產管理有限公司	RE	4	04 January 2013	01 August 2016
OnePlatform Asset Management Limited 環一資產管理有限公司	RE	9	04 January 2013	13 March 2014
Galaxy Asset Management (H.K.) Limited 嘉理資產管理有限公司	RE	9	31 March 2009	20 August 2012
Galaxy Asset Management (H.K.) Limited 嘉理資產管理有限公司	RE	4	31 March 2009	20 August 2012
Galaxy Asset Management (H.K.) Limited 嘉理資產管理有限公司	RO	9	21 September 2007	31 March 2009
Galaxy Asset Management (H.K.) Limited 嘉理資產管理有限公司	RO	4	21 September 2007	31 March 2009
APAC Capital Advisors Limited 東岸資本有限公司	RO	9	21 October 2005	16 July 2007
APAC Capital Advisors Limited 東岸資本有限公司	RE	9	24 January 2005	21 October 2005
Shanghai International Asset Management (Hong Kong) Co Ltd 香港滬光國際投資管理有限公司	RE	9	01 April 2004	11 January 2005
Shanghai International Asset Management (Hong Kong) Co Ltd 香港滬光國際投資管理有限公司	RE	4	01 April 2004	11 January 2005
ICEA Capital Limited 工商東亞融資有限公司	RE	6	06 June 2003	07 January 2004