SFC Licences of GORNALL Adrian Rubin
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Sunrise Brokers (Hong Kong) Limited | RE | 1 | 12 May 2016 | 28 February 2019 |
| Religare Capital Markets (Hong Kong) Limited | RO | 4 | 09 October 2015 | 01 March 2016 |
| Religare Capital Markets (Hong Kong) Limited | RO | 1 | 09 October 2015 | 01 March 2016 |
| Religare Capital Markets (Hong Kong) Limited | RE | 1 | 16 June 2015 | 09 October 2015 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 | RE | 1 | 19 January 2012 | 01 September 2012 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 26 January 2010 | 22 October 2011 |
| Aletheia Analyst Network Limited | RE | 1 | 01 October 2008 | 18 September 2009 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 02 June 2004 | 17 July 2008 |
| Daiwa Securities SMBC Futures (Asia) Limited 大和証券盛民博昌期貨(亞洲)有限公司 | RE | 2 | 23 April 2003 | 10 May 2004 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 23 April 2003 | 10 May 2004 |