SFC Licences of KWOK Shuk Man, Ann 郭淑雯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 | RE | 2 | 11 April 2018 | |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 11 April 2018 | |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 15 September 2017 | |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 1 | 09 October 2007 | |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 06 June 2003 | 20 September 2007 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 7 | 06 June 2003 | 11 March 2004 |