SFC Licences of LAI Man Yan 黎民茵
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 24 January 2019 | |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 24 January 2019 | |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 01 September 2014 | 05 December 2018 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 01 September 2014 | 05 December 2018 |
iBest Consultants Limited | RE | 1 | 29 July 2008 | 05 December 2018 |
iBest Consultants Limited | RE | 9 | 28 May 2003 | 05 December 2018 |
iBest Consultants Limited | RE | 4 | 28 May 2003 | 05 December 2018 |