SFC Licences of SIU Ching Yee 邵靜儀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RE | 4 | 27 September 2007 | 06 April 2009 |
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RE | 6 | 26 July 2006 | 06 April 2009 |
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RE | 1 | 26 July 2006 | 06 April 2009 |
VC Capital Limited 滙盈融資有限公司 | RE | 6 | 07 July 2005 | 15 July 2006 |
CSC Asia Limited 群益亞洲有限公司 | RE | 6 | 30 September 2004 | 29 June 2005 |
Mega Capital (Asia) Company Limited 兆豐資本(亞洲)有限公司 | RE | 6 | 18 June 2003 | 26 June 2004 |