SFC Licences of SIU Ching Yee 邵靜儀

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 4 27 September 2007 06 April 2009
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 6 26 July 2006 06 April 2009
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 1 26 July 2006 06 April 2009
VC Capital Limited 滙盈融資有限公司 RE 6 07 July 2005 15 July 2006
CSC Asia Limited 群益亞洲有限公司 RE 6 30 September 2004 29 June 2005
Mega Capital (Asia) Company Limited 兆豐資本(亞洲)有限公司 RE 6 18 June 2003 26 June 2004