SFC Licences of SHIU Hong Ki, Chris 邵康麒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Balyasny Asset Management (Hong Kong) Limited | RE | 9 | 02 December 2021 | |
| Horizon Asset International (HK) Limited | RE | 9 | 06 December 2019 | 19 November 2021 |
| Strategic Vision Investment Limited | RE | 9 | 03 December 2014 | 30 November 2019 |
| EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 | RE | 9 | 30 August 2011 | 22 November 2014 |
| EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 | RE | 4 | 30 August 2011 | 22 November 2014 |
| EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 | RE | 1 | 30 August 2011 | 22 November 2014 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 04 July 2003 | 02 April 2011 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 04 July 2003 | 02 April 2011 |