SFC Licences of YIP Wan Man, Jennifer 葉韻文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Oaktree Capital (Hong Kong) Limited | RE | 1 | 11 November 2020 | |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 4 | 26 November 2010 | 30 October 2020 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 1 | 26 November 2010 | 30 October 2020 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 4 | 12 October 2006 | 04 April 2009 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 1 | 03 October 2006 | 04 April 2009 |
| First Sentier Investors (Hong Kong) Limited | RE | 1 | 17 June 2005 | 25 September 2006 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 19 May 2004 | 07 July 2004 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 19 May 2004 | 07 July 2004 |
| Delta Asia Securities Limited 滙業證券有限公司 | RE | 1 | 18 June 2003 | 17 May 2004 |