SFC Licences of LEE Cora Oi Yan 李凱恩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 14 June 2007 | 28 March 2009 |
Bloomberg Tradebook Hong Kong Limited | RE | 1 | 11 June 2003 | 03 October 2003 |
Bloomberg Tradebook Hong Kong Limited | RE | 7 | 11 June 2003 | 01 October 2003 |