SFC Licences of KWOK Yin Leung 郭賢良
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 18 May 2021 | 31 January 2022 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 18 May 2021 | 31 January 2022 |
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 17 June 2005 | 10 March 2021 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 23 July 2003 | 10 March 2021 |