SFC Licences of IP Hiu Man, Florence 葉曉雯

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Vontobel Limited 瑞萬通博有限公司 RE 1 03 July 2017 18 October 2019
Vontobel Limited 瑞萬通博有限公司 RO 2 30 March 2017 18 October 2019
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 2 15 November 2010 22 March 2012
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 15 November 2010 22 March 2012
BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 RE 2 13 December 2006 14 August 2010
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 27 April 2006 14 August 2010
Paribas Asia Equity Limited (trading as Paribas) 巴黎巴亞洲証券有限公司 RE 1 27 April 2006 14 August 2010
Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 RE 1 27 May 2003 11 March 2006
KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 RE 1 27 May 2003 11 March 2006