SFC Licences of NAQVI Syed Ali Raza

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Aletheia Analyst Network Limited RO 4 11 December 2023
Aletheia Analyst Network Limited RE 4 04 June 2021 11 December 2023
Aletheia Technologies Limited RO 4 04 January 2019 02 June 2021
Aletheia Technologies Limited RE 4 25 July 2018 04 January 2019
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 16 August 2017 16 February 2018
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 2 16 August 2017 16 February 2018
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 16 August 2017 16 February 2018
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RO 2 09 December 2016 16 August 2017
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RO 4 10 April 2013 09 August 2013
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RO 1 23 November 2011 16 August 2017
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 2 03 November 2010 09 December 2016
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 7 03 November 2010 01 November 2013
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 03 November 2010 23 November 2011
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RO 4 02 June 2005 16 August 2017
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 02 June 2003 02 June 2005