SFC Licences of TSE Lai Wai 謝禮緯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Pollock Asset Management Limited 普樂資本有限公司 | RE | 9 | 13 June 2019 | |
Pollock Asset Management Limited 普樂資本有限公司 | RE | 4 | 13 June 2019 | |
Pollock Asset Management Limited 普樂資本有限公司 | RE | 1 | 13 June 2019 | |
Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 | RE | 9 | 25 October 2017 | 20 February 2019 |
Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 | RE | 4 | 25 October 2017 | 20 February 2019 |
Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 | RE | 1 | 25 October 2017 | 20 February 2019 |
CBH Asia Limited 瑞金亞洲有限公司 | RE | 1 | 20 October 2010 | 01 May 2014 |
CBH Asia Limited 瑞金亞洲有限公司 | RE | 9 | 27 June 2003 | 01 May 2014 |
CBH Asia Limited 瑞金亞洲有限公司 | RE | 4 | 27 June 2003 | 01 May 2014 |