SFC Licences of TSE Lai Wai 謝禮緯

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Pollock Asset Management Limited 普樂資本有限公司 RE 9 13 June 2019
Pollock Asset Management Limited 普樂資本有限公司 RE 4 13 June 2019
Pollock Asset Management Limited 普樂資本有限公司 RE 1 13 June 2019
Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 RE 9 25 October 2017 20 February 2019
Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 RE 4 25 October 2017 20 February 2019
Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 RE 1 25 October 2017 20 February 2019
CBH Asia Limited 瑞金亞洲有限公司 RE 1 20 October 2010 01 May 2014
CBH Asia Limited 瑞金亞洲有限公司 RE 9 27 June 2003 01 May 2014
CBH Asia Limited 瑞金亞洲有限公司 RE 4 27 June 2003 01 May 2014