SFC Licences of LEE Jeng Toa 李政韜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Pelican Financial Limited 百利勤金融有限公司 | RO | 6 | 13 April 2018 | 30 October 2020 |
| Beijing Securities Limited 北京證券有限公司 | RO | 6 | 19 July 2016 | 10 April 2018 |
| Beijing Securities Limited 北京證券有限公司 | RE | 6 | 03 December 2012 | 19 July 2016 |
| Piper Jaffray Asia Asset Management Limited 派杰亞洲資本管理有限公司 | RE | 9 | 11 April 2005 | 27 March 2006 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 | RE | 1 | 11 April 2005 | 27 March 2006 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 | RE | 6 | 15 August 2003 | 27 March 2006 |