SFC Licences of LI Wing Sum 李榮森
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 02 November 2007 | 16 August 2010 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 20 September 2007 | 16 August 2010 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 9 | 10 December 2004 | 12 August 2005 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 4 | 21 October 2004 | 12 August 2005 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 | RE | 4 | 30 July 2003 | 21 October 2004 |