SFC Licences of LAW Kevin Kwok Ching 羅國正
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Coventry Capital HK Limited | RE | 1 | 26 October 2010 | 30 April 2011 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 15 May 2007 | 14 February 2008 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 16 July 2003 | 16 February 2007 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 16 July 2003 | 22 April 2005 |