SFC Licences of CHAN Wai Loi 陳慧娜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Zhongtai International Securities Limited 中泰國際證券有限公司 | RE | 1 | 20 November 2015 | 07 May 2019 |
Quam Securities Limited 華富建業證券有限公司 | RE | 9 | 04 February 2013 | 01 September 2015 |
Quam Securities Limited 華富建業證券有限公司 | RE | 4 | 04 February 2013 | 01 September 2015 |
Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 04 February 2013 | 01 September 2015 |
Links International Investment Consultant Limited 靈獅國際投資顧問有限公司 | RE | 4 | 06 September 2011 | 08 August 2012 |
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 28 July 2009 | 02 May 2011 |
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 4 | 23 June 2009 | 02 May 2011 |
Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 | RE | 4 | 03 March 2005 | 17 June 2009 |
T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 | RE | 4 | 11 July 2003 | 15 February 2005 |