SFC Licences of CHAN Wai Loi 陳慧娜

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Zhongtai International Securities Limited 中泰國際證券有限公司 RE 1 20 November 2015 07 May 2019
Quam Securities Limited 華富建業證券有限公司 RE 9 04 February 2013 01 September 2015
Quam Securities Limited 華富建業證券有限公司 RE 4 04 February 2013 01 September 2015
Quam Securities Limited 華富建業證券有限公司 RE 1 04 February 2013 01 September 2015
Links International Investment Consultant Limited 靈獅國際投資顧問有限公司 RE 4 06 September 2011 08 August 2012
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 1 28 July 2009 02 May 2011
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 4 23 June 2009 02 May 2011
Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 RE 4 03 March 2005 17 June 2009
T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 RE 4 11 July 2003 15 February 2005