SFC Licences of WANG Yan 王岩

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 6 09 March 2017 17 August 2018
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 1 09 March 2017 17 August 2018
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RO 6 29 December 2011 09 March 2017
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RO 1 29 December 2011 09 March 2017
BOCI Asia Limited 中銀國際亞洲有限公司 RO 1 29 January 2010 19 September 2011
BOCI Securities Limited 中銀國際證券有限公司 RO 1 29 January 2010 19 September 2011
BOCI Asia Limited 中銀國際亞洲有限公司 RO 6 20 December 2005 19 September 2011
BOCI Securities Limited 中銀國際證券有限公司 RE 1 20 December 2005 29 January 2010
BOCI Asia Limited 中銀國際亞洲有限公司 RE 1 13 May 2005 03 January 2006
BOCI Asia Limited 中銀國際亞洲有限公司 RE 6 13 May 2005 20 December 2005