SFC Licences of WANG Yan 王岩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 6 | 09 March 2017 | 17 August 2018 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 09 March 2017 | 17 August 2018 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RO | 6 | 29 December 2011 | 09 March 2017 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RO | 1 | 29 December 2011 | 09 March 2017 |
BOCI Asia Limited 中銀國際亞洲有限公司 | RO | 1 | 29 January 2010 | 19 September 2011 |
BOCI Securities Limited 中銀國際證券有限公司 | RO | 1 | 29 January 2010 | 19 September 2011 |
BOCI Asia Limited 中銀國際亞洲有限公司 | RO | 6 | 20 December 2005 | 19 September 2011 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 20 December 2005 | 29 January 2010 |
BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 1 | 13 May 2005 | 03 January 2006 |
BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 13 May 2005 | 20 December 2005 |