SFC Licences of LUM Lai Chun, Martin 林乃俊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 07 April 2005 | 10 May 2005 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 07 April 2005 | 10 May 2005 |
| ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 1 | 10 December 2003 | 19 May 2004 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 1 | 14 August 2003 | 11 November 2003 |