SFC Licences of BONSOR Edward Richard
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 02 January 2007 | 05 April 2007 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 23 June 2006 | 22 September 2006 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 17 March 2004 | 02 June 2006 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 23 June 2003 | 15 February 2004 |