SFC Licences of LEE John Chung 李仁中
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| AT Asset Management (Asia-Pacific) Limited 聯信亞太區資產管理有限公司 | RO | 9 | 26 August 2008 | 31 January 2009 |
| AT Asset Management (Asia-Pacific) Limited 聯信亞太區資產管理有限公司 | RE | 9 | 06 November 2007 | 26 August 2008 |
| HT Capital Management Limited | RE | 9 | 16 August 2007 | 25 September 2007 |
| Newmount Investment Management (Asia) Limited 聯望投資顧問(亞洲)有限公司 | RO | 9 | 13 March 2006 | 31 July 2007 |
| Newmount Investment Management (Asia) Limited 聯望投資顧問(亞洲)有限公司 | RO | 4 | 13 March 2006 | 31 July 2007 |
| Newmount Investment Management (Asia) Limited 聯望投資顧問(亞洲)有限公司 | RE | 9 | 25 February 2006 | 13 March 2006 |
| Grand Partners Asset Management Limited 利盟資產管理有限公司 | RO | 9 | 15 February 2005 | 31 January 2006 |
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 | RE | 2 | 29 August 2003 | 14 September 2004 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 1 | 29 August 2003 | 14 September 2004 |