SFC Licences of CHOW Suk Yiu, Judy 周淑瑤

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China PA Securities (Hong Kong) Company Limited 平證證券(香港)有限公司 RE 4 11 December 2019
China PA Securities (Hong Kong) Company Limited 平證證券(香港)有限公司 RE 1 11 December 2019
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 RE 4 29 July 2014 27 March 2020
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 RE 1 29 July 2014 27 March 2020
Ping An of China Futures (Hong Kong) Company Limited 中國平安期貨(香港)有限公司 RE 2 29 July 2014
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 4 18 June 2012 18 July 2014
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 2 18 June 2012 18 July 2014
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 1 18 June 2012 18 July 2014
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 4 03 May 2010 01 August 2013
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 2 03 May 2010 01 August 2013
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 1 03 May 2010 01 August 2013
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 4 20 August 2008 14 April 2010
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 29 November 2007 14 April 2010
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 06 August 2003 14 April 2010