SFC Licences of WONG Ka Ho 黃嘉豪

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 4 05 December 2018
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 RE 3 06 November 2018
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 1 06 November 2018
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 2 06 November 2018
CES Forex (HK) Limited 光證外匯(香港)有限公司 RE 3 11 October 2004 03 October 2018
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 06 August 2004 03 October 2018
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 06 August 2004 03 October 2018
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 17 December 2003 06 July 2004
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 17 December 2003 06 July 2004
CES Forex (HK) Limited 光證外匯(香港)有限公司 RE 3 03 September 2003 21 November 2003
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 03 September 2003 21 November 2003
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 03 September 2003 21 November 2003