SFC Licences of KONG Chi Fai 江志輝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 1 | 03 August 2016 | |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 | RE | 2 | 23 May 2013 | 30 April 2016 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 4 | 23 May 2013 | 30 April 2016 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 23 May 2013 | 30 April 2016 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 03 March 2008 | 01 May 2013 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 01 February 2008 | 01 May 2013 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 01 February 2008 | 01 May 2013 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 10 November 2006 | 24 January 2008 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 22 October 2005 | 24 January 2008 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 | RE | 4 | 09 September 2003 | 07 October 2005 |