SFC Licences of TONG Wai Tak, William 唐偉德

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 RO 6 05 March 2021
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 RE 1 17 November 2020
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 RE 4 17 November 2020
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 RE 6 17 November 2020 05 March 2021
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RO 6 05 June 2019 30 October 2020
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 6 03 May 2018 05 June 2019
CEB International Capital Corporation Limited 光銀國際資本有限公司 RE 4 16 March 2018 11 April 2018
CEB International Capital Corporation Limited 光銀國際資本有限公司 RE 1 16 March 2018 11 April 2018
CEB International Capital Corporation Limited 光銀國際資本有限公司 RE 6 09 March 2018 11 April 2018
BOCI Asia Limited 中銀國際亞洲有限公司 RO 6 31 March 2015 09 February 2018
BOCI Asia Limited 中銀國際亞洲有限公司 RE 6 17 November 2006 31 March 2015
Guotai Junan Capital Limited 國泰君安融資有限公司 RE 6 03 July 2006 11 November 2006
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 03 July 2006 11 November 2006
CCB International Capital Limited 建銀國際金融有限公司 RE 6 24 August 2005 19 June 2006
CCB International Capital Limited 建銀國際金融有限公司 RE 1 24 August 2005 19 June 2006
Core Pacific-Yamaichi Capital Limited 京華山一企業融資有限公司 RE 6 30 September 2003 05 August 2005