SFC Licences of TONG Wai Tak, William 唐偉德

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Innovax Capital Limited 創陞融資有限公司	RO	6	15 February 2024
Innovax Capital Limited 創陞融資有限公司	RE	6	02 November 2023	15 February 2024
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司	RO	6	05 March 2021	02 May 2023
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司	RE	4	17 November 2020	02 May 2023
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司	RE	1	17 November 2020	02 May 2023
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司	RE	6	17 November 2020	05 March 2021
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司	RO	6	05 June 2019	30 October 2020
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司	RE	6	03 May 2018	05 June 2019
CEB International Capital Corporation Limited 光銀國際資本有限公司	RE	4	16 March 2018	11 April 2018
CEB International Capital Corporation Limited 光銀國際資本有限公司	RE	1	16 March 2018	11 April 2018
CEB International Capital Corporation Limited 光銀國際資本有限公司	RE	6	09 March 2018	11 April 2018
BOCI Asia Limited 中銀國際亞洲有限公司	RO	6	31 March 2015	09 February 2018
BOCI Asia Limited 中銀國際亞洲有限公司	RE	6	17 November 2006	31 March 2015
Guotai Junan Capital Limited 國泰君安融資有限公司	RE	6	03 July 2006	11 November 2006
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RE	1	03 July 2006	11 November 2006
CCB International Capital Limited 建銀國際金融有限公司	RE	6	24 August 2005	19 June 2006
CCB International Capital Limited 建銀國際金融有限公司	RE	1	24 August 2005	19 June 2006
Core Pacific-Yamaichi Capital Limited 京華山一企業融資有限公司	RE	6	30 September 2003	05 August 2005