SFC Licences of YAP Chih Yee
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Pacific Alliance Investment Management (HK) Limited 太平洋投資策略有限公司 | RE | 9 | 02 November 2015 | 28 February 2017 |
Big Bay Asset Management (HK) Limited 大灣資產管理(香港)有限公司 | RO | 9 | 19 September 2013 | 16 October 2015 |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 09 February 2012 | 13 May 2013 |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RO | 1 | 09 August 2011 | 09 February 2012 |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 19 July 2010 | 09 August 2011 |
JL Capital (Hong Kong) Pte Limited | RE | 9 | 01 November 2007 | 19 July 2008 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 14 August 2003 | 18 July 2006 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 14 August 2003 | 06 December 2004 |