SFC Licences of LAU Cheuk Hang, Samuel 劉卓鏗
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 9 | 02 August 2018 | |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 02 August 2018 | |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RO | 1 | 27 June 2018 | 21 July 2018 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 2 | 22 September 2015 | 21 July 2018 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 4 | 24 March 2010 | 21 July 2018 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 12 September 2008 | 27 June 2018 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 2 | 10 April 2007 | 01 June 2008 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 1 | 28 February 2007 | 01 June 2008 |
| Northern Trust Company of Hong Kong Limited, The | RE | 1 | 30 July 2003 | 11 December 2006 |