SFC Licences of LEE Yee Man, Judith 李綺文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Alpha Financial Group Limited 首盛資本集團有限公司 | RE | 1 | 19 December 2017 | |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 03 October 2017 | 28 October 2017 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 28 October 2017 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 26 September 2014 | 02 October 2017 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 26 September 2014 | 02 October 2017 |
| KGI Asset Management Limited 凱基資產管理有限公司 | RE | 4 | 29 July 2013 | 18 September 2014 |
| KGI Asset Management Limited 凱基資產管理有限公司 | RE | 1 | 29 July 2013 | 18 September 2014 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 | RE | 1 | 18 March 2011 | 15 May 2012 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 | RE | 4 | 22 November 2006 | 15 May 2012 |
| T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 | RE | 4 | 29 July 2003 | 31 October 2006 |