SFC Licences of GALLAGHER Thomas Joseph
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Finex Hong Kong Limited | RE | 4 | 13 February 2019 | 15 November 2021 |
| Finex Hong Kong Limited | RE | 1 | 13 February 2019 | 15 November 2021 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 08 July 2003 | 10 September 2010 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 08 July 2003 | 10 September 2010 |