SFC Licences of WILDMAN Richard John
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| T.F.S. Derivatives HK Limited | RO | 1 | 31 March 2021 | |
| T.F.S. Derivatives HK Limited | RE | 1 | 03 January 2012 | 31 March 2021 |
| T.F.S. Derivatives HK Limited | RO | 2 | 03 January 2012 | |
| MF Global Hong Kong Limited 明富環球香港有限公司 | RO | 5 | 12 October 2011 | 10 November 2011 |
| MF Global Hong Kong Limited 明富環球香港有限公司 | RO | 2 | 12 October 2011 | 10 November 2011 |
| MF Global Hong Kong Limited 明富環球香港有限公司 | RE | 5 | 04 May 2011 | 12 October 2011 |
| MF Global Hong Kong Limited 明富環球香港有限公司 | RE | 1 | 02 January 2009 | 10 November 2011 |
| MF Global Hong Kong Limited 明富環球香港有限公司 | RE | 2 | 02 January 2009 | 12 October 2011 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 | RE | 2 | 17 March 2008 | 21 August 2008 |
| Newedge Broker Limited 新際經紀有限公司 | RE | 7 | 07 February 2005 | 21 August 2008 |
| Newedge Broker Limited 新際經紀有限公司 | RE | 2 | 07 February 2005 | 21 August 2008 |
| Newedge Broker Limited 新際經紀有限公司 | RE | 1 | 07 February 2005 | 21 August 2008 |
| Newedge Broker Limited 新際經紀有限公司 | RE | 7 | 02 July 2003 | 01 December 2003 |
| Newedge Broker Limited 新際經紀有限公司 | RE | 2 | 02 July 2003 | 01 December 2003 |
| Newedge Broker Limited 新際經紀有限公司 | RE | 1 | 02 July 2003 | 01 December 2003 |