SFC Licences of WOO Turhan 胡德恩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 2 | 13 February 2017 | |
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 13 February 2017 | |
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 | RE | 2 | 30 March 2016 | 12 February 2017 |
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 13 April 2012 | 12 February 2017 |
Toyo Securities Asia Limited 東洋證券亞洲有限公司 | RE | 4 | 26 May 2006 | 31 March 2012 |
Toyo Securities Asia Limited 東洋證券亞洲有限公司 | RE | 1 | 01 February 2006 | 31 March 2012 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 04 December 2003 | 31 December 2005 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 04 December 2003 | 31 December 2005 |
Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 | RE | 4 | 05 August 2003 | 05 September 2003 |